Services

Compliance

The shared responsibility for compliance with expert support to help you develop your business in an ever changing regulatory environment.

  • A risk based approach to regulation embedding the FCA’s outcome-based approach and putting TCF consumer outcomes at the heart of our businesses
  • Themed based consultant visits to focus on the specific needs of your business and advisers without lost time in administrative checking.
  • Proactive guidance and support: e-enabled and a compliance/technical helpdesk.
  • Training & Competence solutions specific to your Firm and advisers, with technology enabled solutions to maintain and develop knowledge and maximise opportunities.
  • Complaints handling service which includes complaints investigation, trend analysis and assistance in implementing action plans if necessary

Business Development

CAERUS Financial recognises that the needs of a Firm and/or individual are not all the same and as such a flexible business development programme will evolve that is based around the needs of its customers rather than an assumption of what it believes they need.

Business development will cover programmes such as:

  • Maximising a Firms potential from existing Client banks
  • Identifying a strategy to utilise the skills of the individuals within the business
  • Identifying a clear exit strategy from a business
  • Introducing full wealth management into a Client bank
  • Helping to change the remuneration model of a business
  • Introducing full financial planning strategies to key Clients within an Financial Adviser practice
  • Providing the support and tools to help a business toward a Wrap and recurring income based proposition

Technology Support Suite

A proposition that provides technology solutions to your business needs. PFA does not mandate technology unless it must do so to minimise your risk.

Back Office system (Paradigm Office)
  • Web Based System
  • Accessible Anywhere, Anytime
  • Unlimited Licenses
  • Enables you to add Client details
  • Keep up to date with your diary
  • Event List
  • Task Management
  • Client Activity
  • Fact Finds
  • Document Storage
  • Policy Data
  • Commission Data
  • Business Register
  • Data Interrogation
  • Specialist Review Date Reporting
Model Portfolios
Fact Find & Suitability Report Templates

Mortgages

Within the Paradigm Group is Paradigm Mortgage Services which offers a suite of benefits to businesses and advisers in the mortgage market.

Planning & Complex Advice

CAERUS Financial recognises that some businesses will need varying types of Financial Adviser support.

CAERUS Financial will not only provide clear and robust sales processes, we will provide services that meet the needs of our customers and will deliver solutions to meet those needs, from paraplanning services through to complex and corporate advice.

These propositions will evolve alongside our customers’ needs.



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